0001633544-15-000002.txt : 20150213 0001633544-15-000002.hdr.sgml : 20150213 20150213171829 ACCESSION NUMBER: 0001633544-15-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCK CREEK PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000776008 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 521402131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38497 FILM NUMBER: 15616314 BUSINESS ADDRESS: STREET 1: 2040 WHITFIELD AVENUE STREET 2: SUITE 300 CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 804-527-1970 MAIL ADDRESS: STREET 1: 2040 WHITFIELD AVENUE STREET 2: SUITE 300 CITY: SARASOTA STATE: FL ZIP: 34243 FORMER COMPANY: FORMER CONFORMED NAME: STAR SCIENTIFIC INC DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: EYE TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PV Partners LP CENTRAL INDEX KEY: 0001633544 IRS NUMBER: 010895351 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1550 TIBURON BLVD. #G613 CITY: TIBURON STATE: CA ZIP: 94920 BUSINESS PHONE: 4152729999 MAIL ADDRESS: STREET 1: 1550 TIBURON BLVD. #G613 CITY: TIBURON STATE: CA ZIP: 94920 SC 13G 1 RCPISCH13G2.13.2015.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 ROCK CREEK PHARMACEUTICALS, INC. (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE PER SHARE (Title of Class of Securities) 772081105 (CUSIP number) PV Partners LP 3 Harbor Drive, Suite 213 Sausalito, CA 94965 415-272-9999 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 13, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is filed: [ ] Rule 13d - 1(b) [x] Rule 13d - 1(c) [ ] Rule 13d - 1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1 934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) CUSIP No. 772081105 1 NAME OF REPORTING PERSON IRS IDENTIFICATION NO. OF ABOVE PERSON PV Partners LP 01-0895351 ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / FILER CONSISTS OF PV PARTNERS LP AND SCOTT P PETERS RRA ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ----------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 9,861,897 BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING -------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 9,861,897 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- ----------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,861,897 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.11% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN CUSIP No. 772081105 1 NAME OF REPORTING PERSON IRS IDENTIFICATION NO. OF ABOVE PERSON Scott P. Peters RRA ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / FILER CONSISTS OF PV PARTNERS LP AND SCOTT P PETERS RRA ----------------------------------------------------------------------------- 3 SEC USE ONLY ----------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ----------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 859,796 BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH -0- REPORTING -------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 859,796 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- ----------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 859,796 ----------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.45% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ITEM 1(a). Name of Issuer: Rock Creek Pharmaceuticals, Inc. Item 1(b). Address of Issuer's Principal Office: 2040 Whitfield Avenue Suite 300 Sarasota, FL 34243 United States Item 2(a). Name of Person Filing: PV Partners LP Item 2(b). Address of Principal Business Office or, if none, Residence: 3 Harbor Drive, Suite 213 Sausalito, CA 94965 Item 2(c). Citizenship: USA Item 2(d). Title of Class of Securities: Common Stock, $0.01 par value per share Item 2(e). CUSIP Number: 772081105 Item 3. If this statement is filed pursuant to Rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a)[ ] Broker or Dealer registered under Section 15 of the Act (b)[ ] Bank as defined in section 3(a)(6) of the Act (c)[ ] Insurance Company as defined in section 3(a)(19) of the Act (d)[ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (e)[ ] An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E) (f)[ ] An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g)[ ] A Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(ii)(G) (h)[ ] A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act (i)[ ] A Church Plan that is excluded From the definition of an investment company under Section 3(c)(14)of the Investment Company Act of 1940 (j)[ ] Group, in accordance with 13d-1(b)(1)(ii)(J) Item 4. Ownership: Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 10,721,693 (b) Percent of Class: 5.56% This percentage is based on 192,997,235 shares of Common Stock issued and outstanding as of November 5, 2014, as reported in Form 10-Q filed with the Securities and Exchange Commission (the "Commission") on November 10, 2014. (c) Number of shares to which each Reporting Person has: (i) Sole power to vote or direct the vote: 10,721,693 (ii) Shared power to vote or direct the vote: NONE (iii) Sole power to dispose or to direct the disposition of: 10,721,693 (iv) Shared power to dispose of or direct the disposition of: NONE Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person: Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Item 8. Identification and Classification of Members of the Group: Item 9. Notice of Dissolution of Group: LAST FILED ON 4/10/2014, FORMERLY PART OF THE GROUP WITH FEEHAN PARTNERS, L.P., ROBERT W. SCANNELL, TRADEWINDS CAPITAL, L.P. TRADEWINDS INVESTMENT MANAGEMENT, L.P., TRADEWINDS INVESTMENT PARTNERS, LLC. Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge, I certify that the information set forth in this statement is true, complete and correct. DATED: February 13, 2015 PV Partners LP By: /s/ Scott P. Peters Scott P. Peters, General Partner Scott P. Peters RRA By: /s/ Scott P. Peters Scott P. Peters