0001633544-15-000002.txt : 20150213
0001633544-15-000002.hdr.sgml : 20150213
20150213171829
ACCESSION NUMBER: 0001633544-15-000002
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCK CREEK PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0000776008
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 521402131
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-38497
FILM NUMBER: 15616314
BUSINESS ADDRESS:
STREET 1: 2040 WHITFIELD AVENUE
STREET 2: SUITE 300
CITY: SARASOTA
STATE: FL
ZIP: 34243
BUSINESS PHONE: 804-527-1970
MAIL ADDRESS:
STREET 1: 2040 WHITFIELD AVENUE
STREET 2: SUITE 300
CITY: SARASOTA
STATE: FL
ZIP: 34243
FORMER COMPANY:
FORMER CONFORMED NAME: STAR SCIENTIFIC INC
DATE OF NAME CHANGE: 19990122
FORMER COMPANY:
FORMER CONFORMED NAME: EYE TECHNOLOGY INC
DATE OF NAME CHANGE: 19920703
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: PV Partners LP
CENTRAL INDEX KEY: 0001633544
IRS NUMBER: 010895351
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 1550 TIBURON BLVD. #G613
CITY: TIBURON
STATE: CA
ZIP: 94920
BUSINESS PHONE: 4152729999
MAIL ADDRESS:
STREET 1: 1550 TIBURON BLVD. #G613
CITY: TIBURON
STATE: CA
ZIP: 94920
SC 13G
1
RCPISCH13G2.13.2015.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
ROCK CREEK PHARMACEUTICALS, INC.
(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE PER SHARE
(Title of Class of Securities)
772081105
(CUSIP number)
PV Partners LP
3 Harbor Drive, Suite 213
Sausalito, CA 94965
415-272-9999
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
February 13, 2015
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the Rule pursuant to which
this Schedule is filed:
[ ] Rule 13d - 1(b)
[x] Rule 13d - 1(c)
[ ] Rule 13d - 1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this page shall not be deemed to
be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1
934 ("Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see
the Notes.)
CUSIP No. 772081105
1 NAME OF REPORTING PERSON
IRS IDENTIFICATION NO. OF ABOVE PERSON
PV Partners LP
01-0895351
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
FILER CONSISTS OF PV PARTNERS LP AND SCOTT P PETERS RRA
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 9,861,897
BENEFICIALLY --------------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH -0-
REPORTING --------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 9,861,897
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
-0-
-----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,861,897
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* / /
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.11%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
CUSIP No. 772081105
1 NAME OF REPORTING PERSON
IRS IDENTIFICATION NO. OF ABOVE PERSON
Scott P. Peters RRA
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
FILER CONSISTS OF PV PARTNERS LP AND SCOTT P PETERS RRA
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
-----------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 859,796
BENEFICIALLY --------------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH -0-
REPORTING --------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH 859,796
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
-0-
-----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
859,796
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* / /
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.45%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
ITEM 1(a). Name of Issuer:
Rock Creek Pharmaceuticals, Inc.
Item 1(b). Address of Issuer's Principal Office:
2040 Whitfield Avenue
Suite 300
Sarasota, FL 34243
United States
Item 2(a). Name of Person Filing:
PV Partners LP
Item 2(b). Address of Principal Business Office or, if none, Residence:
3 Harbor Drive, Suite 213
Sausalito, CA 94965
Item 2(c). Citizenship:
USA
Item 2(d). Title of Class of Securities:
Common Stock, $0.01 par value per share
Item 2(e). CUSIP Number:
772081105
Item 3. If this statement is filed pursuant to Rule 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a)[ ] Broker or Dealer registered under Section 15 of the
Act
(b)[ ] Bank as defined in section 3(a)(6) of the Act
(c)[ ] Insurance Company as defined in section 3(a)(19) of
the Act
(d)[ ] Investment Company registered under section 8 of
the Investment Company Act of 1940
(e)[ ] An Investment Adviser in accordance with Rule
13d-1(b)(1)(ii)(E)
(f)[ ] An Employee Benefit Plan or Endowment Fund in
accordance with Rule 13d-1(b)(1)(ii)(F)
(g)[ ] A Parent Holding Company or Control Person in
accordance with Rule 13d-1(b)(ii)(G)
(h)[ ] A Savings Association as defined in Section 3(b) of
the Federal Deposit Insurance Act
(i)[ ] A Church Plan that is excluded From the definition
of an investment company under Section 3(c)(14)of
the Investment Company Act of 1940
(j)[ ] Group, in accordance with 13d-1(b)(1)(ii)(J)
Item 4. Ownership:
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
(a) Amount Beneficially Owned:
10,721,693
(b) Percent of Class:
5.56%
This percentage is based on 192,997,235 shares of Common Stock
issued and outstanding as of November 5, 2014, as reported in Form
10-Q filed with the Securities and Exchange Commission (the
"Commission") on November 10, 2014.
(c) Number of shares to which each Reporting Person has:
(i) Sole power to vote or direct the vote:
10,721,693
(ii) Shared power to vote or direct the vote:
NONE
(iii) Sole power to dispose or to direct the
disposition of:
10,721,693
(iv) Shared power to dispose of or direct the
disposition of:
NONE
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be
the beneficial owner of more than five percent of the class
of securities, check the following: [ ]
Item 6. Ownership of More than Five Percent on Behalf of Another
Person:
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company:
Item 8. Identification and Classification of Members of the Group:
Item 9. Notice of Dissolution of Group:
LAST FILED ON 4/10/2014, FORMERLY PART OF THE GROUP WITH
FEEHAN PARTNERS, L.P., ROBERT W. SCANNELL, TRADEWINDS
CAPITAL, L.P. TRADEWINDS INVESTMENT MANAGEMENT, L.P.,
TRADEWINDS INVESTMENT PARTNERS, LLC.
Item 10. Certification:
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in
connection with or as a participant in any transaction
having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge, I certify that the
information set forth in this statement is true, complete and correct.
DATED: February 13, 2015
PV Partners LP
By: /s/ Scott P. Peters
Scott P. Peters, General Partner
Scott P. Peters RRA
By: /s/ Scott P. Peters
Scott P. Peters